Why convert a mutual fund or ETF to a series trust?
Hundreds of funds throughout the mutual fund industry with assets measured in the hundreds of billions utilize a series trust structure.
Evaluating a potential mutual fund to ETF conversion
Converting from mutual funds to ETFs can appeal to the evolving preferences of investors. However, it demands careful thought and preparation.
Understanding fund custody: Private versus publicly offered fund vehicles
Fund custody can be a confusing topic. Discover the differences between private fund custody and registered fund custody.
Mutual funds 101: A reliable and unique investment vehicle
Mutual funds offer unique advantages and features, making them a reliable, innovative and longstanding investment vehicle option.
Dual-share ETFs: Top questions from asset managers
The SEC recently signaled its intent to bring regulatory shifts in the exchange-traded funds (ETFs) space. Here, we share our top recommendations to prepare for dual-share ETFs.
Why do most mutual funds make year-end distributions in December?
Investors can be wary of making new mutual fund investments with upcoming year-end distributions. Here, we cover why that may be good advice.
New entrants to the registered fund space: Don’t fight the ’40 Act!
The SEC recently issued a risk alert for fund managers, highlighting deficiencies and weaknesses. Learn why you don’t fight the ’40 Act.
Three questions to ask when choosing a fund CCO
How to structure fund CCO services depends on a firm’s take on whether those services can meet requirements for critical factors.
Strengthening liquidity with committed reverse repurchase lending facility
Investment managers are keen to avoid liquidity problems, UMB’s reverse repo program is an alternative for committed liquidity needs.
